In
December 2007 and January 2008 a survey on ethical aspects of ICT was
executed. The aim was to assess the ethical behaviour of
ICT-professionals in Belgium and thus opening a discussion on the need
for an ethical code of conduct in the ICT-management domain.
Respondents were asked to give their opinion on the ethical impact of
nine ICT related cases. The target group involved in the survey
consisted of ICT-professionals and managers involved in ICT-related
decision making. This paper presents and discusses the results of the
survey. So far few studies have been dealing with the topic of the
impact of codes of conduct and ethics in the domain of ICT. Statistical
evidence of the impact of an ethical code of conduct in ICT on decision
making in potentially hazardous situations is presented in this work.
In some cases, respondents with a code of conduct in their organisation
tend to be more critical towards potentially unethical behaviour.
Keywords:
Ethics, ICT-management, code of ethics, code of conduct
Introduction
As
technology
and ICT applications grow more mature and gain ever more influence in
the economy, the potential impact of ethical decision making in ICT
increases. In the contemporary economy knowledge is of strategic
importance to competitive organisations. In this context ICT
professionals have an essential position because they have access to
critical systems and potentially strategic data. Misuse or even abuse
of these data can lead to small issues or enormous disasters. The
impact of ICT on society and individuals within this society cannot be
underestimated in the current economy. Organisations become
increasingly dependent upon ICT competencies and capabilities (Johnson
2006). Both users and providers of ICT resources are confronted with
ethical decisions.
Due to the outcome of large failures and
scandals in the last decade and due to the growing importance of
corporate social responsibility (CSR) the attention for ethics is on
the rise both in the business as in the field of ICT. Nevertheless it
is generally accepted in the field of ICT that there is a lot of work
to be done in order to improve privacy, intellectual property, quality
in software development etc. The question is whether codes of ethics or
codes of conduct could be an answer to cope with this increasing need.
ICT
involves a very broad range of professions and the domain evolves very
fast so that it is hard to define what an ICT professional is and which
ethical issues they face. Part of the problem is situated in the
context of our competitive system with an emphasis on profit. ICT
professionals work in an environment which constantly pressures them to
cut costs, increase profit and deliver higher quality. In the
hierarchical context of an organisation or in supplier-customer
relation the sound balance between ethics and struggle for survival
could easily be lost. Managers might coerce ICT professionals to make
unethical or at least disputable decisions to the so-called benefit of
the company. The discussion raised in this study is situated in this
tension field between managerial and professional responsibilities. In
order to feed the discussion and raise awareness a survey has been
conducted to assess the perception of ethical issues in ICT.
In
contrast with the increasing impact and importance of ICT in business,
the topic of ethical aspects of ICT and codes of conduct in particular
lacks extensive research studies and deserves more attention. Therefore
this paper builds on many insights from research on ethics in general
and aims to contribute to development of knowledge on ethical aspects
of ICT. First an overview of relevant literature sources and concepts
is given to set the stage for the discussion. Subsequently the research
methodology, consisting of statistical analysis of survey results, is
described. Finally the results and limitations of the research are
discussed.
Related
research and literature review
Before
the results of the investigation are discussed, some concepts are
explained that form the framework of the discussion. Some previous
studies may serve as reference material in the interpretation of the
findings. This section gives an overview of relevant literature on
ethics, codes of conduct and ICT related ethics in particular. A lot of
work was published on the potential usefulness and development of codes
of ethics. However few sources can be found that tackle this topic in
the ICT domain.
Business
Ethics
Although
legislation provides answers in many cases and sets clear rules on what
can be tolerated or not, it does not cover all aspects of unacceptable
or contestable practices. Therefore ethics provide a framework for
decision making and behaviour in certain situations (Crane and Matten
2004a).
The concept of ethics in a business context is certainly
not new. Under pressure from increasingly conscious consumers and
shareholders, it is reportedly under heavy attention in the policies of
contemporary businesses. This effect was generated by the public
outrage that arose after the emergence of fraudulent practices in large
organisations, genre Enron, Worldcom and Arthur Andersen (Crane and
Matten 2004a, Hayworth and Moeller 2005, Svensson and Wood 2008). The
far-reaching effects of these cases have awakened and alerted public
opinion. Companies are considered to incorporate social responsibility
in the policies they carry and impact of these on society. Ethical
charters and codes of conduct have been created whereby companies could
distinguish themselves in the field of socially responsible policies
(Dahlin 2007). Conroy and Emerson (2008) suggest that ethical attitudes
improve or worsen on the long term in cyclical movement, comparable to
macroeconomic cyclical phenomena.
Business ethics is defined as
"the set of moral principles and standards that drives behaviour in the
business world" (Dahlin 2007) or “the study of business situations,
activities, and decisions where issues of right and wrong are
addressed” (Crane and Matten 2004). Ethics is a broader concept than
legislation; hence self-regulation is of great importance within a
profession such as ICT. Business ethics cover the so-called ‘grey zone’
that is not covered by legislation (Carroll 1991, Crane and Matten
2004, Velasquez 2002). Although personal moral responsibility is very
important, in the context of business ethics it is an important matter
how moral or ethical behaviour can be institutionalised in an
organisation (Van Gerwen and Verstraeten 1990).
Corporate Social
Responsibility (CSR) is "the integration of business activities and
values in which the interests of all stakeholders in the organisation
including customers, employees, shareholders, society and the
environment reflected in the policies and actions of a company" (Dahlin
2007). Lately the focus on the environment as a stakeholder strongly
increased as a part of CSR. E.g. recently the promotion of ‘green IT’
was introduced in the ICT domain (Senn 1998). CSR has now evolved to a
strategic topic for many corporations (Frederick 2006).
Some of
the issues within business ethics might be traced back to the tension
between the expected behaviour of a manager as compared to the
professional. The underlying basis of the management thought is
consequentialism. Utilitarianism is essentially the ethical movement
that considers maximisation of utility as the highest aim (Bentham
1780, Mill 1979) and is the largest sub-movement of consequentialism.
In terms of management it means maximising the value of the
organisation. The decisions and behaviour of the manager could be
inspired as such. A more extreme form of consequentialism is egoism
which is only concerned with maximising individual benefits as opposed
to the overall good, advocated by utilitarianism (Donaldson and Gini
1990). The professional on the other hand, is assumed to act from an
ethical principle in which he or she is imposed to carry out the duties
within the quality limits set out in the rules or ethics of the
profession (Rawls 1972, Sullivan 1989). Although, in essence, it is
stated by Payne and Landry (2006) that business and ICT professionals
fundamentally share the same values.
Ethical
aspects of ICT
Since
many years codes of conduct have been available in professions such as
accountancy, journalism or the medical sector (Peslak 2007). However
since ICT is quite a young profession and covers a diverse range of
subjects, appropriate codes of conduct are relatively new to the
domain. Nevertheless some of the most important aspects of ICT use and
management, are potentially raising ethical questions: confidential
information, control of users, intellectual property rights,
information management, monitoring of workers, privacy, security,
quality of software and services, etc. (Healy and Iles 2002, Senn 1998,
Stead and Gilbert 2001). As stated in the introduction, information and
communication technology causes many concerns with regards to ethics
and will continue to do so. Mostly these are related to privacy and
intellectual property but also less obvious issues such as quality of
ICT related work and software (Velasquez 2002).
Ethical decision
making has been subject of many studies in the past. Some dimensions
that influence decision making are according to former studies: gender,
personality, need for achievement, environment, culture, training, etc.
(Beu et al. 2003, Longenecker et al. 2006).
Ethical
codes of conduct
One
of the goals of this study is to investigate the potential usefulness
of an ethical code of conduct for the ICT sector on such disputable
matters. Such codes exist already and have previously been the subject
of several studies. Organisations may be subject to such codes in
various forms and at different levels. For example, there are
international, national, sector specific and company specific codes of
conduct (Van Gerwen and Verstraeten 1990). There is a large variety of
codes since they are typically designed by specialised groups for a
specific profession (Olson 1998).
'Codes of Conduct' can be
defined as “a means by which organisations seek power and control to
exercise but their effectiveness is compromised by the nature of ICT
itself as well as by the attitude of workers (Healy and Iles 2002)."
Codes of conduct are the morally permissible limits that members of a
group impose on themselves. Usually they are instructive and offer
guidance for the prioritisation of conflicting principles.
An
investigation into the existence and application of ICT codes of
conduct was described by Healy and Iles (2002). A total of 125
responses was collected in their study. The questionnaire consisted of
a series of multiple choices with regard to the organisational profile
and the use of codes of conduct. The following tables give an overview
of the results of this study and show the sort of organisations that
are more likely to have a code.
Large
organisations make more use of codes of conduct than smaller companies
and thus seem to have more need to explicitly state desirable
behaviour. The investigation by Healy and Iles (2002) also reveals
that, organisations that are highly dependent on ICT more likely have
an ICT code of conduct. They found that especially in healthcare,
manufacturing and finance codes are present.
Bia
and Kalika (2007) found that organisations are more and more concerned
with the adoption of codes of ethics for ICT practices. Their study
concluded that amongst others size of the organisation and the
strategic importance placed on ICT by management are related to
potential adoption and use of codes of ethics in ICT. No support was
found for influence of company sector or nationality.
The use
and impact of codes of conduct is questioned by a number of studies. An
earlier study by Hegarty and Simms (1979) found that an organisational
ethical policy had a significantly positive impact on ethical decision
making. Conversely, it is not proven that the absence of such a code
would promote unethical behaviour. A code of conduct will only really
effectively influence the behaviour of workers when the principles from
that code are integrated into the management principles, the
organisational culture, etc. (Jin et al. 2007). Therefore formal
methods like courses and training on ethics are often applied (Avshalom
and Rachman-Moore 2004). Even better is the anchoring of a number of
ethical principles in the performance management system (Mather 2006,
Van Gerwen and Verstraeten 1990). Other organisations indicate that the
use of ethical codes produces a variety of benefits for the
organisation. With regard to the ethical code for software developers
that was endorsed by ACM and IEEE following advantages were listed
(SEPEP 2008):
- The
attraction of dutiful and dedicated employees
- A reliable
and ethical public image
- The
adherence to a professional standard provides a qualitative reputation
to the product
- Improved
internal communication between managers and professionals and among
colleagues mutually
Even
in a situation where a code is not adopted it will still raise
awareness for ethical issues. According to Van Gerwen and Verstraeten
(1990) the objectives of the use of such a code are defining an ethical
minimum that at least has to be taken into account by employees; also
the creation of clarity about the expectations of the company towards
the employees; building confidence among the public opinion in general
and customers in particular; finally, the anticipation of new
regulations by the government and to avoid prosecution. A study by
Kreie and Cronan (2000) supports the influence of company standards or
codes on the ethical behaviour and decision making process of
employees. It showed that people would be less inclined to act
unethically if a code of conduct is implemented, adopted and applied by
the organisation. However it is crucial that the code is known by the
employees and not just dead letter.
Other sources are more
critical towards the effectiveness of codes. A study by Cleek and
Leonard (1998) on the influence of codes of ethics on ethical behaviour
could not find statistically significant proof of an actual influence
of codes. Nevertheless it states that codes of ethics remain among the
most important tools for organisations to increase ethical awareness
and corresponding decision making. In either way Johnson (2008) argues
that in order to be a true profession some kind of ethical standard is
needed for ICT.
Research
methodology
In
this study data were gathered through selected channels targeted at ICT
professionals and ICT managers located in Belgium. Respondents were
targeted specifically via ICT management network
organisations,
ICT management executive courses and professional ICT magazines
All
results were treated anonymously and it was explicitly mentioned in the
introduction of the survey document that answers should reflect what
people really feel and should not be influenced by social acceptance.
Participants were asked to give their opinion on 9 mini cases developed
by ACM on a 5-point Likert scale. A score of 1, meaning there is no
unethical behaviour at all according to the respondent. A score of 5
means that the respondent believes that in this case very unethical
behaviour arises and that serious actions have to be undertaken to
prevent or sanction this behaviour. Respondents were challenged to
comment their scores in a comment box below the case text in order to
obtain additional information on their perception of ethical behaviour.
The 9 cases contain each a potential issue or dilemma with regard to
ethical aspects of ICT. In addition to the scores every answer could be
commented on by the respondents. The last section of the survey probes
for several general characteristics of the respondents such as
industry, age, gender and company size. Also personal experience with
ethical issues in ICT was questioned. Only completed questionnaires
were incorporated. Questionnaires which were completed in less than 5
minutes were deleted from further analysis. On average the survey took
15 minutes to be completed.
Data
Collection
In
total, 276 respondents started the survey. 202 of them actually
completed the survey in a proper way. The population can be described
by the descriptive statistics in table 1.Table 1:
Descriptive statistics
|
DEMOGRAPHICS TABLE
|
|
|
|
Variable
|
%
|
Number
|
|
GENDER:
|
|
|
|
Female
|
10,9%
|
22
|
|
Male
|
89,1%
|
179
|
|
AGE:
|
|
|
|
21-30
|
17,8%
|
36
|
|
31-40
|
30,7%
|
62
|
|
41-50
|
37,6%
|
76
|
|
51+
|
13,4%
|
27
|
|
INDUSTRY:
|
|
|
|
Manufacturing
|
10,9%
|
22
|
|
Utilities
|
4,0%
|
8
|
|
Finance/insurance
|
2,5%
|
5
|
|
Government
|
5,9%
|
12
|
|
Consulting
|
19,8%
|
40
|
|
ICT
|
26,7%
|
54
|
|
Healthcare
|
6,4%
|
13
|
|
Other
|
|
48
|
|
ORGANISATION SIZE (Number of
employees):
|
|
0-100
|
14,4%
|
29
|
|
100-500
|
28,7%
|
58
|
|
500-1000
|
11,4%
|
23
|
|
>1000
|
45,5%
|
92
|
|
ICT FUNCTION:
|
|
|
|
Supporting
|
51%
|
103
|
|
Strategic
|
49%
|
99
|
|
CODE OF ETHICS:
|
|
|
|
Yes
|
54%
|
109
|
|
No
|
46%
|
93
|
A
minority of 11% of the respondents was female. Beu et al. (2003) and
McCabe and Trevino (1997) amongst others argue that gender has an
influence on ethical decision making. In literature there is no
consistency in the results of studies on the effect of gender on
ethical assessments and behaviour. Although some studies seem to
suggest that women tend to be more ethical than men (Atakan et al.
2008, Ford and Richardson 1994, McCabe et al. 2006, Valentine and
Rittenburg 2007). A large majority of the ICT professionals that
responded is situated in the age categories between 31 and 50. A
remarkable number of 76% of the respondents admitted to have
encountered some issues regarding ethical aspects of ICT in their
personal job experience. This is proof of the relevance of research in
this respect. ICT is definitely a domain which is sensitive to ethical
issues in decision making and behaviour. One question probed for the
industry sector in which the respondents were currently active. 26 % of
the respondents are employed in an ICT company. Other large groups of
respondents in this population are the consultants (20%) and the
manufacturing sector (11%). A considerable amount of respondents in the
‘others’ category was employed in the education sector. The size of the
companies in which the respondents are employed varies from very small
businesses to multinationals. The majority (45%) is employed in a
company with more than 1000 employees. 29% of the respondents is
employed at a large SME with 100 to 500 employees. In almost half of
the surveyed cases ICT is considered a strategic driver for the
organisation. The other half considers ICT as a supporting function.
Unsurprisingly most ICT organisations considered ICT as a strategic
driver whereas in most other industries ICT was regarded more as a
supporting function. Another question probed for the existence and use
of an ethical code of conduct for ICT use in the organisation. Half of
the respondents report the existence of such a code in their
organisation to give guidance to behaviour and decision making in
ethical issues regarding ICT. The other half of the population lacks
any guideline for these issues.
Table 2:
Overview of results for all cases
|
Ethical issue in case
|
ICT-unethical (score 4-5)
|
To be discussed (score 3)
|
ICT-ethical (score 1-2)
|
|
1. Intellectual property
|
41%
|
35%
|
24%
|
|
2. Data security
|
31%
|
37%
|
32%
|
|
3. Protection of sensitive data
|
61%
|
26%
|
13%
|
|
4. Software bugs with potential moral damage
|
20%
|
30%
|
50%
|
|
5. Systematic discrimination
|
84%
|
11%
|
5%
|
|
6. Software flaws with moral damage risk
|
71%
|
22%
|
7%
|
|
7. Low quality software with potential economic
damage
|
32%
|
44%
|
24%
|
|
8. Conflicts of interest
|
83%
|
11%
|
6%
|
|
9. Unauthorised access
|
73%
|
18%
|
9%
|
Due to
space limitations the case descriptions are not included in this work.
They can be found in the communications of the Association for
Computing Machinery (ACM), (ACM (2008) ACM Code of Ethics and
Professional Conduct, online available on
http://www.acm.org/about/code-of-ethics).
Results, Impact of Codes of conduct on ethical decision making in ICT In
order to check whether the presence of an organizational policy on
ethical behaviour in ICT impacts ethical decision making, statistical
analysis was performed on the dataset. Table 3 shows the results of the
analysis.
|
Case
1: Intellectual Property
|
0,000
|
|
Case
2: Privacy
|
0,912
|
|
Case
3: Confidentiality
|
0,027
|
|
Case
4: Quality In Professional Work
|
0,609
|
|
Case
5: Fairness and Discrimination
|
0,095
|
|
Case
6: Liability for Unreliability
|
0,621
|
|
Case
7: Software Risks
|
0,024
|
|
Case
8: Conflict of Interests
|
0,033
|
|
Case
9: Unauthorized Access
|
0,263
|
The
H0 hypothesis was that there is no difference in means between the
groups with and without a code in this survey. Detailed analysis
reveals that in 4 cases (case 1, 3, 7 and 8) there was a significant
difference in the ethical decision making between the respondents that
have a code of conduct in there organisation as opposed to those that
do not have such code (95% confidence interval). Moreover the group
with an ethical code was more critical (ethically) than the other
group. Case 1 describes an incident of unauthorised use of protected
software coding. Case 3 is a case of potential loss of highly
confidential data due to copying of data and working at home. In case 7
a software package is delivered without sufficient testing. This
results in potential damage for the client. Case 8 describes a conflict
of interest that is hidden from a customer by a consultant. However
caution is needed when interpreting these results because other
variables could have interfered in the analysis.
Discussion
Statistical
analysis shows that, for this sample of ICT-professionals, the presence
of a policy on ICT ethics does have a significant influence on their
ethical assessment of potentially unethical situations in some cases.
Although literature reports a lack of real impact by codes of conduct
our results show that at least in some cases such a code or policy that
is promoted in the organization might improve the awareness about
ethical issues. However it is obvious that the presence of an ethical
code of conduct on ICT is far from sufficient to assure ethical
consciousness and behaviour in a dynamic and complex field such as ICT.
Each
of the cases used in the survey confronts the ICT professional with a
difficult decision or judgment. The spread of the responses provides
insights into how Belgian ICT professionals respond to the situation
and especially what they consider to be ethical or unethical behaviour.
We observed that there is a wide range of divergent views within the
target group in respect of the cases presented. A sizeable part of the
problem seems to be the dual responsibility that the ICT professional
has to take up. On the one hand the duty to seek for the best for his
company. On the other hand he is also responsible towards the general
welfare or that of a particular person and he is expected to show a
professional and ethically justified attitude.
Some
results of this survey are remarkable. Not in the least the comments
that were added in some cases as an argumentation. These provide a
unique insight into the reasoning that is followed to decide whether
something is or is not ethical. In addition, the comments also contain
suggestions to avoid or solve similar situations. In any case, the
results could trigger a discussion on the professionalism of the ICT
field in general and the ethical aspects in particular in the community
of managers and ICT professionals.
Very
large distinctions in opinions were observed in some cases about
whether or not the described behaviour is unethical and its impact.
Specifically in case 1 it shows that some actions are considered to be
absolutely unethical (even theft is mentioned) for some while others
believe this to be business as usual. In many cases the ICT
professionals find themselves in a precarious situation where they must
reflect and decide whether the ethical or economic interests should be
given priority. In such cases the professional is often pressured by
the management hierarchy to set aside his professional standards.
Immediately, the question arises whether ethical codes can provide a
solid response to such practices. Managers within their field, however,
get guidance from the strong influence of trends such as Corporate
Social Responsibility (CSR). Therefore, in some cases the
responsibility is rightly pushed towards management.
In
many commentaries the argument comes back that, if the ICT professional
reports the situation to management and in some cases even to the
customer, he is no longer responsible for the consequences. Yet for
example, according to the ACM code, the reporting of potentially
unethical situations is not sufficient to be cleared of any
consequences. Although disclosure is an important aspect for ethical
behaviour it is not sufficient in many cases. It is also noteworthy
that half of those questioned indicated that a kind of ethical code or
directive is followed in the organisation. One might ask what these
codes look like and whether they are strictly applied. More insight in
the detail of these codes would be useful in further research.
ICT
is a relatively young profession and it is still in full development.
In combination with the speeding technological advances this is, with
respect to ethics, a situation that allows for multiple lacunas in
regulations and ethical standards. Therefore organisations should
prevent a lack of clarity as much as possible by guiding employees with
complete and well formulated guidelines. The more insight is gained on
the impact and functioning of codes of conduct, the faster
organisations can apply these standards to the benefit of themselves
and society.
As
the survey was conducted anonymously it was impossible to analyse the
results based on organisational data because the results could be
biased by multiple respondents from the same organisation. Although the
questionnaire was completely anonymous it is possible that the answers
were biased by social acceptability considerations. Also it is not
clear whether the policies on ICT ethics are in practice codes of
conduct, general guidelines, company specific codes or sector codes or
any other format. Therefore we suggest future research on the
characteristics of codes of conduct and their specific influence on
ethical behaviour. Furthermore we see value in studying alternative
measures that can possibly be taken by organisations in order to ensure
ethical decision making and behaviour with regards to ICT. Another
opportunity would be to develop a similar research study on an
international scale to find intercultural differences.
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